Gery J. Sadzewicz

Chief Compliance Officer

Gery Sadzewicz is the owner and CEO of Gery Sadzewicz Consulting LLC. Gery is a highly skilled securities compliance and business professional with over 30 years’ experience in identifying compliance, financial, and regulatory risks at a variety of firms, from sole-member state advisers to multi-billion dollar international corporations. Among Gery’s significant accomplishments, he has served as CCO, CFO, and FINOP; created a number of broker-dealers and investment advisory firms; provided compliance and financial consulting services to over 100 firms; and managed FINRA and SEC audits in diverse financial service organizations.

Gery holds the Series 4, 7, 24, 27, 53, 63, and 65 licenses, and has served as an NASD Arbitrator. Gery has a Bachelor of Science degree in Finance.

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(720) 844-0653

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